Chapter 1
Chapter 1
An Overview of the Public Service Commission
1.1
The Public Service Commission is an independent statutory body which advises the Chief Executive (CE) on Civil Service appointments, promotions and discipline. Its mission is to safeguard the impartiality and integrity of the appointment and promotion systems in the Civil Service and to ensure a high standard of discipline is maintained. The Commission’s remit is stipulated in the Public Service Commission Ordinance (PSCO) and its subsidiary regulations (Chapter 93 of the Laws of Hong Kong).
Chairman and Members of the Public Service Commission
Membership
1.2
In accordance with the PSCO, the Commission comprises a Chairman and not less than two but not more than eight Members. All of them are appointed by the CE and have a record of public or community service. The membership of the Commission during 2019 was as follows –
Curricula vitae of the Chairman and Members are at Appendix I.
Chairman | |
Mrs Rita LAU NG Wai-lan, GBS, JP | since May 2014 |
Members | |
Prof Timothy TONG Wai-cheung, BBS, JP | December 2013 to November 2019 |
Mr Andrew MAK Yip-shing, BBS, JP | since May 2015 |
Mrs Ayesha MACPHERSON LAU, JP | since February 2016 |
Mr John LEE Luen-wai, BBS, JP | since May 2016 |
Mr Lester Garson HUANG, SBS, JP | since February 2018 |
Mrs Ava NG TSE Suk-ying, SBS | since February 2018 |
Mrs Margaret LEUNG KO May-yee, SBS, JP | since July 2018 |
Mr Tim LUI Tim-leung, SBS, JP | since July 2018 |
Dr Clement CHEN Cheng-jen, GBS, JP | since December 2019 |
Secretary | |
Ms Fontaine CHENG Fung-ying | since October 2018 |
Curricula vitae of the Chairman and Members are at Appendix I.
The Public Service Commission at a meeting.
Secretariat
1.3
The Commission is supported
by a small team of civil servants from
the Executive Officer, Secretarial
and Clerical grades. At the end
of 2019, the number of established
posts in the Commission Secretariat
was 32. An organisation chart of
the Commission Secretariat is at
Appendix II.
Role and Functions
1.4
The Commission’s role is advisory.
With a few exceptions specified
in section (s.) 6(2) of the PSCO1,
the Commission advises on the
appointments and promotions
of civil servants to posts with a
maximum monthly salary at Master
Pay Scale Point 26 ($53,500 as at
end of 2019) or above, up to and
including Permanent Secretaries
and Heads of Department (HoDs).
The appointment of Directors of
Bureau, Deputy Directors of Bureau
and Political Assistants under the
Political Appointment System is not referred to the Commission for
advice. At the end of 2019, the
number of established Civil Service
posts falling under the Commission’s
purview was 48 399 out of a total
of 187 379. However, irrespective
of rank, the following categories
of cases must be submitted to the
Commission for advice. They are –
(a)
cases involving termination (including
non-renewal) of agreement and
further appointment on agreement
terms or new permanent terms
under the circumstances as
specified in Civil Service Bureau
(CSB) Circular No. 8/2003 and the
relevant supplementary guidelines
issued by CSB;
(b)
termination or extension of
probationary or trial service;
(c)
refusal of passage of probation or
trial bar; and
(d)
retirement in the public interest
under s.12 of the Public Service
(Administration) Order (PS(A)O)2 .
1
In accordance with s.6(2) of the PSCO, the posts of the Chief Secretary for Administration, the Financial
Secretary, the Secretary for Justice, the Director of Audit as well as posts in the judicial service of the
Judiciary, the Independent Commission Against Corruption and the disciplined ranks of the Hong Kong Police
Force are outside the Commission’s purview.
2
The PS(A)O is an executive order made by the CE under Article 48(4) of the Basic Law. It sets out the CE’s
authority in regard to the management of the Civil Service, including discipline matters.
1.5
As regards disciplinary cases, the
Administration is required under
s.18 of the PS(A)O3 to consult the
Commission before inflicting any
punishment under s.9, s.10 or s.11
of the PS(A)O upon Category A
officers with the exception of the
exclusions specified in the PSCO.
Category A officers refer to those
who are appointed to and
confirmed in an established office
or are members of the Civil Service
Provident Fund (CSPF) Scheme4 .
They include virtually all officers
except those on probation,
agreement and some who are
remunerated on the Model Scale 1
Pay Scale. At the end of 2019,
the number of Category A officers
falling under the Commission’s
purview for disciplinary matters was
about 117 000.
3
Generally speaking, with the exception of middle-ranking officers or below in disciplined services grades who
are subject to the respective disciplined services legislation, civil servants are governed by disciplinary
provisions in the PS(A)O. For disciplinary cases processed under the respective disciplined services legislation
of which the punishment authority is the CE (or his/her delegate), the Government will, subject to the
exclusions specified in s.6(2) of the PSCO, consult the Commission on the disciplinary punishment under
s.6(1)(d) of the PSCO.
4
The CSPF Scheme is the retirement benefits system for civil servants appointed on or after 1 June 2000 and
on New Permanent Terms of appointment.
1.6
The Commission also handles
representations from officers on
matters falling within its statutory
purview and in which the officers
have a direct and definable interest.
In addition, the Commission is required to advise on any matter
relating to the Civil Service that
may be referred to it by the CE.
The Commission also advises the
Secretary for the Civil Service
on policy and procedural issues
pertaining to appointments,
promotions and discipline as well as
on a wide range of subjects relating
to human resources management.
Mode of Operation
1.7
The business of the Commission is
normally conducted through
circulation of papers. Meetings are
held to discuss major policy issues or
cases which are complex or involve
important points of principle. At
such meetings, representatives of
CSB and the senior management
of departments may be invited to
apprise the Commission of the
background of the issue or case but
the Commission forms its views
independently.
1.8
In examining submissions from
Bureaux and Departments (B/Ds),
the Commission’s primary aim is to
ensure that the recommendations
are well justified and are arrived at
following the required procedures
and stipulated guidelines. To
achieve this, the Commission has
devised a meticulous vetting system
and in the process may require
B/Ds to provide clarifications and
supplementary information. In
some cases, B/Ds would modify
their recommendations after taking
into account the Commission’s
observations. In other cases,
the Commission is able to be
satisfied with the propriety of the
recommendations after examining
the elaborations provided. The
Commission also tenders suggestions
or reminders to B/Ds on areas
deserving management attention.
The ultimate objective is to facilitate
the pursuit of excellence in the
administration of the appointment,
promotion and disciplinary systems
in the Civil Service.
Confidentiality and Impartiality
1.9
In accordance with s.12(1) of the
PSCO, the Chairman or any
member of the Commission or any
other person is prohibited from
publishing or disclosing to any
unauthorised person any information
which has come to his/her
knowledge in respect of any matter
referred to the Commission under
the Ordinance. Under s.13 of the PSCO, every person is prohibited
from influencing or attempting
to influence any decision of the
Commission or the Chairman or any
member of the Commission. These
provisions serve to provide a clear
and firm legal basis for safeguarding
the confidentiality and impartial
conduct of the Commission’s
business.
Performance Targets
1.10
In dealing with promotion and
disciplinary cases, the Commission’s
target is to tender its advice or
respond formally within six weeks
upon receipt of the submissions.
As for recruitment cases, the
Commission’s target is to tender
advice or respond within four weeks
upon receipt of such submissions.
Work in 2019
1.11
In 2019, the Commission advised on 1162 submissions covering recruitment, promotions and
disciplinary cases as well as other
appointment-related subjects.
Queries were raised in respect
of 887 submissions, resulting in
156 re-submissions (18%) with
recommendations revised by B/Ds
in the light of the Commission’s
comments. All submissions in
2019 were completed within
the pledged processing time. A
statistical breakdown of these cases and a comparison with those in the
past four years are provided in
Appendix III.
1.12
The Commission deals with
representations seriously. All
representations under the
Commission’s purview are replied
to following thorough examination.
Should inadequacies or irregularities
in B/Ds’ work be identified in the
process, the Commission would
provide advice to B/Ds concerned
for rectification.
1.13
The Commission dealt with 11
representations relating to
appointment matters in the
year. After careful and thorough
examination, the Commission
was satisfied that none but one
of the representations made was
substantiated. The representation
involved two officers in a
department who were arranged by
the management to take up acting
appointments in a higher rank for
more than six months without
going through a proper selection
process as required under Civil
Service Regulation (CSR) 166(6)5.
The department explained that the
acting appointments in question
were arranged for the sole purpose of meeting operational and
management needs. It undertook
to strictly adhere to the CSR in
the future. For the subsequent
promotion exercise that followed,
the Commission Secretariat was
specifically tasked to examine
whether any undue advantage was
given to the officers concerned for
the performance they delivered
while acting. The Commission was
pleased to note that the promotion
board had acted properly by giving
full and fair consideration to all
eligible candidates on an equal basis.
5
According to CSR 166(6), for an acting appointment that is expected or likely to last or has lasted for more than six months, the approving authority should follow the normal procedures applicable to the selection of officers for substantive appointment in selecting an officer to take up the acting appointment, subject to the advice of the Commission for posts under its purview.
1.14
In addition to direct representations,
the Commission also received
complaints of various nature. After
thorough examination of the facts
and information provided by the
relevant B/Ds, the Commission
will deliberate on the substance
of the complaints and reply to the
complainants. Where the matters
raised fall outside the Commission’s
purview, the Commission Secretariat
will re-direct them for the relevant
B/Ds to reply.
1.15
The Commission has a key role to
play in ensuring compliance and
consistency in the application
of policies and procedures that pertain to appointments,
promotions and discipline in the
Civil Service. While staff training
and development are the core
responsibilities of departmental and
grade managements (GMs), the
Commission has been working with
CSB to promote a total approach in
developing a comprehensive Human
Resource Management strategy for
the Civil Service. Specifically, we
would like to see B/Ds create and
engender an optimum environment
to manage, develop and motivate
staff thus enabling them to perform
to the best of their abilities to
achieve the B/Ds’ organisational
objectives. In 2019, the Commission
continued the initiative of fielding
officers from the Commission
Secretariat to participate at training
sessions/workshops organised for
Executive Grade officers. We
were encouraged by the feedback
that these forums have helped to
nurture mutual understanding and
enhance communications between
the Commission and B/Ds. The
face-to-face dialogue and exchange
with the Commission Secretariat’s
staff have enabled officers
responsible for preparing submissions
to the Commission to become
better aware of the Commission’s
standard and requirements. This
in turn has helped to enhance our mutual efficiency. Separately, the
Commission will continue to take
advantage of our visits to B/Ds
to discuss areas and matters of
mutual interest.
Homepage on the Internet
1.16
The Commission’s homepage can be accessed at the following address –
The homepage provides information
on the Commission’s role and
functions, its current membership,
the way the Commission conducts
its business and the organisation
of the Commission Secretariat.
Our Annual Reports (from 2001
onwards) can also be viewed on the
homepage and can be downloaded.
1.17
An Index of the advice and
observations of the Commission
on Civil Service recruitment,
appointment, discipline and other
human resources management issues
cited in the Commission’s Annual
Reports since 2001 is provided
on the homepage. The objective
is to provide human resources
management practitioners in B/Ds
and general readers with a ready
guide for quick searches of the
required information.